ON DEMAND WEBINAR
In this thought-provoking discussion, our panel discusses:
The critical aspects of sanctioned securities risk and securities screening
Data sources and quality
Compliance frameworks emerging across jurisdictions that could forever transform the financial services AML compliance landscape
Regulatory heat on financial services firms for AML compliance is escalating. Firms are especially vulnerable to sanctions risk hiding in their proprietary trading books and securities inventory, and in the trading and custody activities on behalf of their customers. With money launderers increasingly exploiting the financial markets through investment advisors and OTC markets, it’s more urgent than ever for firms to uncover hidden risks in their financial instrument compliance.
Speakers
Becki LaPorte
Strategic Advisor, Fraud & AML, Datos Insights
Jeffrey Bellemare
Sr. Data Consultant, SIX Group
Kieran Holland
FinScan Senior PreSales Engineer, Innovative Systems
Steve Marshall
Director, FinScan Advisory Services, Innovative Systems
Comments