Staying on Top of the Sanctioned Securities Challenge

On-demand webinar

In this thought-provoking discussion, our panel discusses:

  • The critical aspects of sanctioned securities risk and securities screening
  • Data sources and quality
  • Compliance frameworks emerging across jurisdictions that could forever transform the financial services AML compliance landscape

Regulatory heat on financial services firms for AML compliance is escalating. Firms are especially vulnerable to sanctions risk hiding in their proprietary trading books and securities inventory, and in the trading and custody activities on behalf of their customers. With money launderers increasingly exploiting the financial markets through investment advisors and OTC markets, it’s more urgent than ever for firms to uncover hidden risks in their financial instrument compliance.

Speakers

Becki LaPorte

Becki LaPorte

Strategic Advisor, Fraud & AML - Datos Insights

Jeffrey Bellemare

Jeffrey Bellemare

Sr. Data Consultant - SIX Group

Kieran Holland

Kieran Holland

Senior PreSales Engineer - FinScan

Steve Marshall

Steve Marshall

Director, FinScan Advisory Services

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