Anti-Money Laundering & Financial Crimes Conference

May 6-7, 2024 | New York, NY

Three reasons to connect with FinScan at AML & Financial Crimes Conference hosted by SIFMA AML May 6-7, 2024.

  1. Learn about FinScan Securities, a one-of-a-kind securities screening solution.
    Money launderers are increasingly exploiting the financial markets through investment advisors, private funds, custodians, and other capital markets firms. FinScan Securities harnesses advanced technology and data from top providers to detect potential AML/CFT compliance violations within trading books and securities inventory, aligned with the latest regulations. By uncovering associated entities and connections, aggregating results into a consolidated list, and offering a transparent audit trail, FinScan Securities streamlines risk identification and review processes, ensuring compliance and minimizing exposure to sanctions risks. Learn more about securities screening.
  2. Join FinScan and Dow Jones on Tuesday at 11 for From Data Deluge to Due Diligence: How Data Quality Can Make or Break Your Compliance Program.
    In today’s world, organizations grapple with an avalanche of customer, securities, transaction, and ownership data. But simply having more information isn’t enough. The real challenge lies in separating the signal from the noise. Poor data quality can cripple your compliance efforts, leading to anything from missed sanctions risks to ineffective or incorrect AI implementation. Financial services firms are especially vulnerable to the potential risk of violations hiding in their proprietary trading books and securities inventory, and in the trading and custody activities on behalf of their customers. Learn how to harness the power of good data quality for a watertight compliance program. We’ll dive into the critical intersection of data quality and AML compliance.
  3. We’re more than securities screening (and we’re fun people to talk to).
    Our reliable AML/KYC screening solutions are built for speed and scale. Screen customers & payments against 70+ compliance lists. Minimize false positives with world-class screening algorithms.

Find out why some of the largest banks and insurers rely on FinScan—a 2024 RegTech 100 company.

Don’t Let Securities Screening Derail Your AML Compliance

The only ready to deploy financial instrument screening for FSI’s that:

  • Buy and sell securities on behalf of customers
  • Create investment products and strategies
  • Fund the purchase of securities

FinScan Securities brings together advanced technology and sanctioned securities data from leading data providers to uncover the potential risk of violations hiding in trading books and securities inventory according to the latest regulations.

The solution identifies associated companies, securities, and connections between domiciles, companies, and individuals, aggregates the results into a single consolidated list, and provides a clear and transparent audit trail and intuitive review process.

Download the brief

A complete, streamlined workflow from data analysis and cleanup to audit trails and reporting – enabling organizations to:

  • Save time and reduce risk by eliminating reliance on spreadsheets and manual data scrubbing to screen and identify hidden sanction risks
  • Remove the IT department’s burden from having to design, build, and maintain a home-grown solution
  • Dramatically improve match accuracy, reduce risk of data errors, and standardize data
  • Ensure their configurations match their exact sanctions obligations
  • Clear sanctions hits faster by reviewing alerts for all business operations
  • Always stay compliant by monitoring securities positions against dynamically updated sanctions lists
  • Quickly and easily create rules to match their securities to their sanctions list
  • Quickly and easily create rules to match their securities to their sanctions list
  • Easily prove and explain security matches and disposition decisions
  • Generate reports and export data for other applications

Grappling with data quality issues?

Don’t miss our session with Dow Jones on Tuesday May 7th at 11am.

From Data Deluge to Due Diligence: How Data Quality Can Make or Break Your Compliance Program

In today’s world, organizations grapple with an avalanche of customer, securities, transaction, and ownership data. But simply having more information isn’t enough. The real challenge lies in separating the signal from the noise. Poor data quality can cripple your compliance efforts, leading to anything from missed sanctions risks to ineffective or incorrect AI implementation. Financial services firms are especially vulnerable to the potential risk of violations hiding in their proprietary trading books and securities inventory, and in the trading and custody activities on behalf of their customers.

Don’t let bad data sink your compliance efforts or increase your sanctioned securities risk. Learn how to harness the power of good data quality for a watertight compliance program. We’ll dive into the critical intersection of data quality and AML compliance to help you to

  • Tame the data beast: Discover strategies to cull the data ocean and identify the high-value elements crucial for achieving compliance goals.
  • Cleanse, conquer, and comply: Explore proven processes to identify, fix, and mitigate data quality issues, ensuring your information is reliable and fit for compliance purposes.
  • Mitigate sanctioned securities risk: Monitor, and track exposures and identify beneficial owners, and subsidiary relationships across entities, jurisdictions, and a wide range of financial instruments.
  • Monitor and maintain: Grasp the importance of continuous data quality monitoring to guarantee your compliance programs stay shipshape in the ever-evolving data landscape.
  • Leverage artificial intelligence: Uncover the impact of data quality on compliance models and artificial intelligence, ensuring your AI initiatives are powered by clean data for optimal results.

What we do

FinScan is a list-agnostic AML and KYC screening solution designed to seamlessly meet stringent regulatory requirements. Built for speed to support your expansion and integration, it’s no wonder FinScan is the trusted solution for leading financial institutions across the globe.

  • Leverage data on your terms. List-agnostic and able to ingest multiple data feeds.
  • We grow with you. Effortlessly handle hundreds of millions of customers.
  • You take control. Tailor your level of protection to maximize your perfect balance of efficiency and risk.
  • Know you’re secure. Maintain business continuity with our secure and robust solution.

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