Improve your AML program

Strengthen your anti-money laundering (AML) program with FinScan’s Advisory Services. Our regulatory and solutions experts will conduct a thorough stress test of your business and customer risk assessment, AML technology, procedures, and controls to identify potential weaknesses and ensure full compliance with regulatory requirements. Contact us today to minimize your risk exposure and improve your AML program effectiveness.

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Regulatory, technology, and data experts on your team

Compliance officers, MLROs, and risk managers need to keep pace with the ever-changing landscape of AML compliance regulations. Having a trusted advisor to help navigate the twists and turns of today’s requirements is essential to meeting those requirements and shifting compliance risk management from a series of constraints to guardrails on the road to achieving business value.

Stephen Marshall
Director, Advisory Services
Stephen Marshall brings 40 years of compliance and internal audit experience to provide clients with comprehensive risk management services in the area of AML and Sanctions. Steve has been in both industry and consulting serving the needs of financial institutions. Steve’s experience includes managing large scale sanctions investigations, full-scope internal audits of AML/CFT programs, large model risk management and model validation programs at both foreign and domestic financial institutions, ongoing Know Your Customer (KYC), transaction monitoring and transaction screening projects, AML/CFT training programs, and development and implementation of innovative technical solutions to meet AML/CFT compliance requirements.
Brian Markham
Senior Vice President of Engineering
Brian has been a key player in developing and refining the company’s suite of customer data integration, data management, and AML compliance products since 1992. He has extensive expertise in merging AI engines and data management products to deliver cutting-edge technology, such as high performance, in-memory payment transaction screening solutions. With over 20 years of management experience, Brian is responsible for overall product lifecycle and vision, including product management, user experience design, development, and quality assurance.
Héctor Córdova
Global Data Quality Consulting Director
Hector Cordova is a data quality expert with over 25 years of experience, dedicated to helping companies improve their data quality for compliance in a variety of industries. Throughout his career, Hector has worked with companies in industries such as banking, insurance, healthcare, and automotive to develop and implement data quality processes that ensure accuracy, consistency, and completeness of data. Hector's expertise includes data governance, data profiling, data cleansing, data deduping and data enrichment, and he is skilled in using a variety of data quality tools and technologies. Hector holds a Bachelor's degree in Computer Science from the Instituto Politécnico Nacional of Mexico, and he continues to stay up-to-date with the latest trends and advancements in the data quality field. He is passionate about helping companies realize the value of their data and the importance of maintaining high-quality data throughout the enterprise.
ADVISORY SERVICES

Optimize your AML program

Understanding and managing AML, sanctions, and individual customer risk relies on a mature and effective AML compliance program. Partner with us to develop a world-class AML program that sets a new standard in compliance excellence. With decades of regulatory subject matter expertise and AML software development experience, we bring the perfect blend of skills to enhance performance across your AML program.

 

Our approach of discovery, development, and deployment is designed to help your organization be more confident managing your AML and sanctions risk. Identify and mitigate risks, perceived threats, and other vulnerabilities more efficiently and effectively while always meeting your regulatory obligations.

Get a deeper understanding of your current:
  • Compliance Culture
  • Risk Framework (regulatory/compliance, technology)
  • AML/Sanctions Program
  • Policies and Procedures
  • Technology
  • Data Quality and Governance
  • Models and Documentation
  • Organization and Staffing
  • Training Program and Content
  • Monitoring and Testing Procedures, Controls, and Application Processes
  • Independent Testing Program

Create and fine-tune your programs and frameworks for:
  • Code of Conduct
  • Training
  • Risk Assessment
  • Policies and Procedures
  • Reporting
  • Data Governance
  • Internal Product Development
  • Organization Structure (SPoC)
  • Performance Standards
  • Monitoring and Testing
  • Achieve greater efficiency and better results with:
    • Program Execution
    • Staff Performance Tracking
    • Training and Content
    • KRI/KPI Reporting
    • Technology Implementation

    Ready to learn more about FinScan?

    Ask us your questions and we’ll be happy to provide all the information you need.

    • Learn how FinScan reduces risk
    • Get pricing information
    • Explore use cases for your business
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